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Merrill Compliance Services Newsletter October 2017

Oct 10, 2017

Welcome to the latest edition of Compliance Services News, where we remain committed to keeping you informed of industry-related topics as the regulatory environment continues to evolve, requiring change in operational, technical and production systems.


Highlights from our October issue include:

  • Investment Company Modernization Rule Update
  • SEC Adopts T+2 Settlement Cycle for Securities Transactions
  • Investment Company Modernization Rule Update
  • SEC 2017 Cybersecurity Audit Update
  • Cybersecurity
  • and more!
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