SEC Investment Company Reporting Modernization Help Sheet
On October 13, 2016, the SEC voted to adopt changes to modernize and enhance the reporting and disclosure of information by registered investment companies and to enhance liquidity risk management by open-end mutual funds and Exchange Traded Funds (ETFs). Learn more and download our help sheet!
Reduce the time, cost and headaches involved in producing, filing and distributing your shareholder reports and prospectuses by partnering with Merrill.
Custom, end-to-end solution
Whether you engage our consultative services or opt for full or self service, you’ll find a solution tailored to your unique needs with Merrill.
Effective, streamlined process
Merrill can proactively adapt to and streamline any workflow, bringing all of your teams, partners and outside counsel together into one efficient process.
Merrill’s close ties with the SEC and other industry regulators ensure all of your regulatory documents meet ever-changing compliance guidelines.
Enhanced investor communications
Investors have easy, secure access to your shareholder documents online with Merrill’s Publishing Center, which hosts documents in compliance with strict SEC rules.
Accuracy with every filing
Produce accurate, consistent and reliable tagged data and ensure that EDGAR and XBRL content are identical prior to filing via our review portal and dashboard.
Strengthen shareholder relationships
Using database intelligence and scenario analysis, our Compliance Center for variable products delivers customized, portfolio-specific packages.
Painless document composition
From EDGAR creation through distribution, our experts will help you compose and stylize your documents to perfection
Simplified N-SAR filing
Our N-SAR Manager web-based solution removes the need for a CPA with Q&A fields and file uploads, and automatically generated validation files and submission after approval.
Realize on-time Money Market filings compliant with all current regulations with our web-based solution, which automatically files and creates an output of approved files.