Compliance Services Newsletter
The June 2017 Issue of the Compliance Services News includes articles Investment Company Modernization Rule Update, DOL Fiduciary Rule Update and more.
Merrill's ComplianceCenter Solution
Merrill's ComplianceCenter is our solution that uses database intelligence and investor position analysis to deliver smaller, portfolio-specific compliance documents at far lower print production and postage costs.
Reduce the time, cost and headaches involved in producing, filing and distributing your shareholder reports and prospectuses by partnering with Merrill.
Custom, end-to-end solution
Whether you engage our consultative services or opt for full or self service, you’ll find a solution tailored to your unique needs with Merrill.
Effective, streamlined process
Merrill can proactively adapt to and streamline any workflow, bringing all of your teams, partners and outside counsel together into one efficient process.
Merrill’s close ties with the SEC and other industry regulators ensure all of your regulatory documents meet ever-changing compliance guidelines.
Enhanced investor communications
Investors have easy, secure access to your shareholder documents online with Merrill’s Publishing Center, which hosts documents in compliance with strict SEC rules.
Accuracy with every filing
Produce accurate, consistent and reliable tagged data and ensure that EDGAR and XBRL content are identical prior to filing via our review portal and dashboard.
Strengthen shareholder relationships
Using database intelligence and scenario analysis, our Compliance Center for variable products delivers customized, portfolio-specific packages.
Painless document composition
From EDGAR creation through distribution, our experts will help you compose and stylize your documents to perfection
Simplified N-SAR filing
Our N-SAR Manager web-based solution removes the need for a CPA with Q&A fields and file uploads, and automatically generated validation files and submission after approval.
Realize on-time Money Market filings compliant with all current regulations with our web-based solution, which automatically files and creates an output of approved files.